Non-Compliance Occurrence
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A Non-Compliance Occurrence is a occurrence of actions or behaviors that do not adhere to established compliance guidelines.
- Context:
- It can (typically) be associated with Non-Compliance Evidence.
- It can range from being an Unverified Non-Compliance Occurrence to being a Verified Non-Compliance Occurrence.
- It can range from being an Intentional Non-Compliance Occurrence to being a Unintentional Non-Compliance Occurrence.
- It can result in penalties.
- It can result in corrective measures.
- It can result from intentional or unintentional actions by individuals or organizations.
- ...
- Example(s):
- a Financial Transaction-based Non-Compliance Occurrence where there is evidence that financial transactions fail to meet financial guidelines.
- a Manufacturing Quality Non-Compliance Occurrence where there is evidence that products fail to meet quality standards.
- a Contract-Related Non-Compliance Occurrence where there is evidence of contract-related commitments failing to meet contractual guidelines.
- a Healthcare Data Non-Compliance Occurrence where there is evidence of patient data handling failing to meet healthcare data guidelines.
- a Safety Regulation Non-Compliance Occurrence where there is evidence of workplace safety measures failing to meet safety regulations.
- an Environmental Regulation Non-Compliance Occurrence where there is evidence of waste disposal practices failing to meet environmental guidelines.
- a Tax Compliance Non-Compliance Occurrence where there is evidence of tax reporting failing to meet tax guidelines.
- an Advertising Non-Compliance Occurrence where there is evidence of advertising practices failing to meet advertising guidelines.
- a Cybersecurity Non-Compliance Occurrence where there is evidence of data protection measures failing to meet cybersecurity guidelines.
- an Employee Conduct Non-Compliance Occurrence where there is evidence of employee behavior failing to meet employee conduct guidelines.
- ...
- Counter-Example(s):
- Compliance Occurrence, that validate adherence to guidelines.
- See: Compliance Monitoring, Regulatory Compliance, Risk Management